Unit

School Of Law

Financial Services LawWestern Sydney University Unit Code: 200271.4

Discipline: BUSINESS AND COMMERCIAL LAW

Student Contribution Band: 4

Level: 2

Credit Points: 10

Prerequisite
200018 Law of Associations OR 200183 Law of Business Organisations

About this Unit
Financial services is one of the fastest growing sectors of the Australian economy. This is an essential unit to understand legal, compliance and regulatory issues relating to the financial services sector in Australia. Students will be introduced to the licensing requirements for entering the financial services sector and the obligations for marketing and offering financial products and financial services to retail and wholesale clients. Students are then introduced to the main techniques of financial services regulation: disclosure, licensing, prohibitions or insider trading and market manipulation, self-regulation and powers of investigation and enforcement.

Courses
2501.9Bachelor of Laws (Graduate Entry)CONTINUING
2502.5Bachelor of Laws (Non graduate entry)CONTINUING
2502.6Bachelor of Laws (Non graduate entry)CONTINUING
2502.7Bachelor of Laws (Non graduate entry)CONTINUING
2502.8Bachelor of Laws (Non graduate entry)CONTINUING
2502.9Bachelor of Laws (Non graduate entry)CONTINUING
2537.10Bachelor of Arts/Bachelor of LawsCONTINUING
2537.12Bachelor of Arts/Bachelor of LawsCONTINUING
2538.10Bachelor of Social Science/Bachelor of LawsCONTINUING
2538.7Bachelor of Social Science/Bachelor of LawsCONTINUING
2538.8Bachelor of Social Science/Bachelor of LawsCONTINUING
2538.9Bachelor of Social Science/Bachelor of LawsCONTINUING
2727.4Bachelor of Financial AdvisingCONTINUING
2739.2Bachelor of Business and CommerceCONTINUING
2739.5Bachelor of Business and CommerceCONTINUING
2740.6Bachelor of Business and Commerce/Bachelor of LawsCONTINUING
2740.7Bachelor of Business and Commerce/Bachelor of LawsCONTINUING
2740.8Bachelor of Business and Commerce/Bachelor of LawsCONTINUING
2740.9Bachelor of Business and Commerce/Bachelor of LawsCONTINUING
2743.10Bachelor of Science/Bachelor of LawsCONTINUING
2743.11Bachelor of Science/Bachelor of LawsCONTINUING
2743.12Bachelor of Science/Bachelor of LawsCURRENT
2743.5Bachelor of Science/Bachelor of LawsCONTINUING
2743.7Bachelor of Science/Bachelor of LawsCONTINUING
2743.8Bachelor of Science/Bachelor of LawsCONTINUING
2743.9Bachelor of Science/Bachelor of LawsCONTINUING
2747.6Bachelor of Business and Commerce (Advanced Business Leadership)/Bachelor of LawsCONTINUING
2752.2Bachelor of Communication/Bachelor of LawsCONTINUING
2752.3Bachelor of Communication/Bachelor of LawsCONTINUING
2752.4Bachelor of Communication/Bachelor of LawsCONTINUING
2752.5Bachelor of Communication/Bachelor of LawsCONTINUING
2752.6Bachelor of Communication/Bachelor of LawsCONTINUING
2753.1Bachelor of Business and CommerceCONTINUING
2753.2Bachelor of Business and CommerceCONTINUING
2753.3Bachelor of Business and CommerceCONTINUING
2753.4Bachelor of Business and CommerceCONTINUING
2758.2Bachelor of International Studies/Bachelor of LawsCONTINUING
2758.3Bachelor of International Studies/Bachelor of LawsCONTINUING
2758.4Bachelor of International Studies/Bachelor of LawsCONTINUING
2758.5Bachelor of International Studies/Bachelor of LawsCONTINUING
2766.1Bachelor of Criminology/Bachelor of LawsCONTINUING
2766.2Bachelor of Criminology/Bachelor of LawsCONTINUING
2766.3Bachelor of Criminology/Bachelor of LawsCONTINUING
2766.4Bachelor of Criminology/Bachelor of LawsCONTINUING
2767.1Bachelor of Criminal and Community Justice/Bachelor of LawsCONTINUING
2767.2Bachelor of Criminal and Community Justice/Bachelor of LawsCONTINUING
2767.3Bachelor of Criminal and Community Justice/Bachelor of LawsCONTINUING
2767.4Bachelor of Criminal and Community Justice/Bachelor of LawsCONTINUING
2768.1Bachelor of Information and Communications Technology/Bachelor of LawsCONTINUING
2768.3Bachelor of Information and Communications Technology/Bachelor of LawsCONTINUING
2769.1Bachelor of Construction Management Studies/Bachelor of LawsCONTINUING
2769.2Bachelor of Construction Management Studies/Bachelor of LawsCONTINUING
2769.3Bachelor of Construction Management Studies/Bachelor of LawsCONTINUING
2769.4Bachelor of Construction Management Studies/Bachelor of LawsCONTINUING
2769.5Bachelor of Construction Management Studies/Bachelor of LawsCONTINUING
2783.1Bachelor of AccountingCONTINUING
2783.2Bachelor of AccountingCONTINUING
2783.3Bachelor of AccountingCURRENT
2785.2Bachelor of Accounting/Bachelor of LawsCONTINUING
2785.3Bachelor of Accounting/Bachelor of LawsCONTINUING
2786.2Bachelor of BusinessCONTINUING
2786.3Bachelor of BusinessCURRENT
2788.2Bachelor of Business/Bachelor of LawsCONTINUING
2788.3Bachelor of Business/Bachelor of LawsCONTINUING
2789.3Bachelor of Business (Advanced Business Leadership)/Bachelor of LawsSUSPENDED
2800.2Bachelor of Information Systems/Bachelor of LawsCONTINUING
2801.2Bachelor of Information Systems Advanced/Bachelor of LawsCONTINUING
2827.1Diploma in Laws (exit only)CONTINUING
6037.1Diploma in Business/Bachelor of BusinessCONTINUING
6037.2Diploma in Business/Bachelor of BusinessCONTINUING
6037.3Diploma in Business/Bachelor of BusinessCURRENT

Specialisations

M2014.1Finance LawCONTINUING
M2015.1Commercial LawCONTINUING
M2021.1Business Regulation, Governance and ComplianceCURRENT
MT2017.1TaxationCONTINUING
MT2018.1Financial Planning and TaxationCONTINUING
MT2032.1TaxationCONTINUING
MT2033.1Financial Planning and TaxationCONTINUING
MT2037.1Financial PlanningCURRENT
MT2038.1TaxationCURRENT
MT2039.1Financial Planning and TaxationCURRENT
SM2026.1Finance LawCONTINUING
SM2027.1Commercial LawCONTINUING



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