Financial services is one of the fastest growing sectors of the Australian economy. This is an essential unit to understand legal, compliance and regulatory issues relating to the financial services sector in Australia. Students will be introduced to the licensing requirements for entering the financial services sector and the obligations for marketing and offering financial products and financial services to retail and wholesale clients. Students are then introduced to the main techniques of financial services regulation: disclosure, licensing, prohibitions or insider trading and market manipulation, self-regulation and powers of investigation and enforcement.
| 2501.5 | Bachelor of Laws (Graduate Entry) | CONTINUING |
| 2501.6 | Bachelor of Laws (Graduate Entry) | CONTINUING |
| 2501.7 | Bachelor of Laws (Graduate Entry) | CONTINUING |
| 2501.8 | Bachelor of Laws (Graduate Entry) | CONTINUING |
| 2501.9 | Bachelor of Laws (Graduate Entry) | CURRENT |
| 2502.4 | Bachelor of Laws (Non graduate entry) | CONTINUING |
| 2502.5 | Bachelor of Laws (Non graduate entry) | CONTINUING |
| 2502.6 | Bachelor of Laws (Non graduate entry) | CONTINUING |
| 2502.7 | Bachelor of Laws (Non graduate entry) | CONTINUING |
| 2502.8 | Bachelor of Laws (Non graduate entry) | CONTINUING |
| 2502.9 | Bachelor of Laws (Non graduate entry) | CURRENT |
| 2537.10 | Bachelor of Arts/Bachelor of Laws | CONTINUING |
| 2537.12 | Bachelor of Arts/Bachelor of Laws | CURRENT |
| 2538.10 | Bachelor of Social Science/Bachelor of Laws | CURRENT |
| 2538.6 | Bachelor of Social Science/Bachelor of Laws | CONTINUING |
| 2538.7 | Bachelor of Social Science/Bachelor of Laws | CONTINUING |
| 2538.8 | Bachelor of Social Science/Bachelor of Laws | CONTINUING |
| 2538.9 | Bachelor of Social Science/Bachelor of Laws | CONTINUING |
| 2727.4 | Bachelor of Financial Advising | CONTINUING |
| 2739.2 | Bachelor of Business and Commerce | CONTINUING |
| 2739.5 | Bachelor of Business and Commerce | CONTINUING |
| 2740.6 | Bachelor of Business and Commerce/Bachelor of Laws | CONTINUING |
| 2740.7 | Bachelor of Business and Commerce/Bachelor of Laws | CONTINUING |
| 2740.8 | Bachelor of Business and Commerce/Bachelor of Laws | CONTINUING |
| 2740.9 | Bachelor of Business and Commerce/Bachelor of Laws | CONTINUING |
| 2743.10 | Bachelor of Science/Bachelor of Laws | CONTINUING |
| 2743.11 | Bachelor of Science/Bachelor of Laws | CURRENT |
| 2743.4 | Bachelor of Science/Bachelor of Laws | CONTINUING |
| 2743.5 | Bachelor of Science/Bachelor of Laws | CONTINUING |
| 2743.7 | Bachelor of Science/Bachelor of Laws | CONTINUING |
| 2743.8 | Bachelor of Science/Bachelor of Laws | CONTINUING |
| 2743.9 | Bachelor of Science/Bachelor of Laws | CONTINUING |
| 2747.6 | Bachelor of Business and Commerce (Advanced Business Leadership)/Bachelor of Laws | CONTINUING |
| 2752.2 | Bachelor of Communication/Bachelor of Laws | CONTINUING |
| 2752.3 | Bachelor of Communication/Bachelor of Laws | CONTINUING |
| 2752.4 | Bachelor of Communication/Bachelor of Laws | CONTINUING |
| 2752.5 | Bachelor of Communication/Bachelor of Laws | CONTINUING |
| 2752.6 | Bachelor of Communication/Bachelor of Laws | CURRENT |
| 2753.1 | Bachelor of Business and Commerce | CONTINUING |
| 2753.2 | Bachelor of Business and Commerce | CONTINUING |
| 2753.3 | Bachelor of Business and Commerce | CONTINUING |
| 2753.4 | Bachelor of Business and Commerce | CONTINUING |
| 2758.2 | Bachelor of International Studies/Bachelor of Laws | CONTINUING |
| 2758.3 | Bachelor of International Studies/Bachelor of Laws | CONTINUING |
| 2758.4 | Bachelor of International Studies/Bachelor of Laws | CONTINUING |
| 2758.5 | Bachelor of International Studies/Bachelor of Laws | CURRENT |
| 2766.1 | Bachelor of Criminology/Bachelor of Laws | CONTINUING |
| 2766.2 | Bachelor of Criminology/Bachelor of Laws | CONTINUING |
| 2766.3 | Bachelor of Criminology/Bachelor of Laws | CONTINUING |
| 2766.4 | Bachelor of Criminology/Bachelor of Laws | CURRENT |
| 2767.1 | Bachelor of Criminal and Community Justice/Bachelor of Laws | CONTINUING |
| 2767.2 | Bachelor of Criminal and Community Justice/Bachelor of Laws | CONTINUING |
| 2767.3 | Bachelor of Criminal and Community Justice/Bachelor of Laws | CONTINUING |
| 2767.4 | Bachelor of Criminal and Community Justice/Bachelor of Laws | CURRENT |
| 2768.1 | Bachelor of Information and Communications Technology/Bachelor of Laws | CONTINUING |
| 2768.3 | Bachelor of Information and Communications Technology/Bachelor of Laws | CURRENT |
| 2769.1 | Bachelor of Construction Management Studies/Bachelor of Laws | CONTINUING |
| 2769.2 | Bachelor of Construction Management Studies/Bachelor of Laws | CONTINUING |
| 2769.3 | Bachelor of Construction Management Studies/Bachelor of Laws | CONTINUING |
| 2769.4 | Bachelor of Construction Management Studies/Bachelor of Laws | CURRENT |
| 2783.1 | Bachelor of Accounting | CONTINUING |
| 2783.2 | Bachelor of Accounting | CONTINUING |
| 2783.3 | Bachelor of Accounting | CURRENT |
| 2785.2 | Bachelor of Accounting/Bachelor of Laws | CONTINUING |
| 2785.3 | Bachelor of Accounting/Bachelor of Laws | CURRENT |
| 2786.1 | Bachelor of Business | CONTINUING |
| 2786.2 | Bachelor of Business | CONTINUING |
| 2786.3 | Bachelor of Business | CURRENT |
| 2788.2 | Bachelor of Business/Bachelor of Laws | CONTINUING |
| 2788.3 | Bachelor of Business/Bachelor of Laws | CURRENT |
| 2789.3 | Bachelor of Business (Advanced Business Leadership)/Bachelor of Laws | CURRENT |
| 2800.2 | Bachelor of Information Systems/Bachelor of Laws | CURRENT |
| 2801.2 | Bachelor of Information Systems Advanced/Bachelor of Laws | CURRENT |
| 6037.1 | Diploma in Business/Bachelor of Business | CONTINUING |
| 6037.2 | Diploma in Business/Bachelor of Business | CURRENT |